Securities Fraud

Beverly Hills Securities Fraud Defense Lawyers

Allegations of securities fraud are an extremely serious matters to both the Securities and Exchange Commission (SEC) and the Department of Justice (DOJ). In addition to heavy fines, it is not unusual for those convicted of securities-related crimes to serve time in prison. For this reason, individuals and organizations that are under investigation or formally charged with securities fraud need the counsel of experienced defense attorneys with a history of success in multifaceted cases alleging financial misconduct.

Incisive Defense Against Stockbroker Fraud/Investment Fraud Charges

Beverly Hills, California-based defense firm Kaplan Marino is known as a powerful legal resource for business people, stockbrokers, broker-dealers, corporate executives and investment banks accused of a wide array of fraud charges in federal court. Our attorneys delve into all nuances of a case — including regulations and other contributing factors that can impact the outcome — and their unmatched preparation and proven trial skills have earned them a reputation as formidable opponents for even the most experienced prosecutors.

With more than 45 combined years of experience, our securities fraud defense attorneys are well-versed at creating persuasive legal arguments while offering our clients the personal attention and innovative legal strategies they deserve.

Our comprehensive white-collar criminal defense practice encompasses all forms of securities fraud, including those that arise from allegations of:

  • Manipulating stock prices
  • Misrepresentation in SEC filings
  • Trading in unregistered securities
  • Front-running
  • Accounting fraud
  • Insider trading
  • Theft and embezzlement
  • Pump and dump schemes

Cognizant Of The Need For Confidentiality

We know that our clients are nearly as concerned about adverse publicity as they are about the charges leveled against them. We are committed to protecting our clients' interests while eliminating or minimizing the impact that criminal investigations or charges have on their reputation and standing in the community.

Contact Kaplan Marino to learn more about the discreet, results-oriented representation our lawyers provide.